Fill in Your Kentucky 5 Form

Fill in Your Kentucky 5 Form

The Kentucky 5 form, officially titled "Written Notice of Withdrawal", is a critical document within the Kentucky Workers' Compensation system. It serves as a formal notification by an employee to withdraw a previously filed Form 4 rejection of coverage under the provisions of the Kentucky Revised Statutes Chapter 342, also known as the Workers' Compensation Act. This form plays a pivotal role in ensuring employees can opt back into statutory workers' compensation benefits after initially choosing to reject them.

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In the realm of workplace rights and procedures within Kentucky, the Form No. 5 plays a pivotal role for employees navigating the complexities of Workers' Compensation Act (KRS Chapter 342). This document, officially titled "Written Notice of Withdrawal," serves as a crucial mechanism for employees who have previously opted out of the workers' compensation coverage through a Form 4 rejection, but now wish to rescind that decision and seek coverage under the act. It requires detailed information about both the employer and the employee, including federal ID numbers, addresses, and the nature of the business. Importantly, the form necessitates an employee's signature, marking a formal request to withdraw the original rejection of workers' compensation coverage. This submission is not only a significant step for employees seeking to alter their coverage status but also involves a precise process, with the form needing to be filed directly with the employer and then mailed to the Department of Workers Claims in Frankstown, Kentucky, adhering to specific instructions to ensure proper processing. Moreover, it stipulates a waiting period before the withdrawal becomes effective, further underlining the need for timely action by any employee wishing to change their workers' compensation status.

Kentucky 5 Example

FORM NO. 5

WRITTEN NOTICE OF WITHDRAWAL (REV. 7/97)

DEPARTMENT OF WORKERS CLAIMS

1270 LOUISVILLE ROAD

FRANKFORT, KENTUCKY 40601

WRITTEN NOTICE OF WITHDRAWAL OF FORM 4 REJECTION

EMPLOYER DATA:

FEDERAL ID# _____________________________

EMPLOYER NAME ____________________________________________________ PHONE NO. ________________________

STREET ADDRESS __________________________________________________________________________________________

CITY, STATE, ZIP ___________________________________________________________________________________________

NATURE OF BUSINESS ____________________________________

#OF EMPLOYEES ________________________________

EMPLOYEE DATA:

NAME ______________________________________ SOCIAL SECURITY NUMBER _________________________________

STREET ADDRESS ______________________________________________ EMPLOYEE PHONE NO. ____________________

CITY, STATE, ZIP ___________________________________________________________________________________________

I HEREBY WISH TO NOTIFY THE ABOVE LISTED EMPLOYER THAT I WISH TO WITHDRAW MY EMPLOYEE’S WRITTEN NOTICE OF REJECTION EFFECTIVE__________________________. THE REJECTION NOTICE WAS FILED WITH THE DEPARTMENT OF WORKERS

CLAIMS ON OR ABOUT_________ (YEAR). I NOW WISH TO BE COVERED UNDER THE PROVISIONS OF THE KENTUCKY REVISED

STATUTES CHAPTER 342, COMMONLY KNOWN AS THE WORKERS’ COMPENSATION ACT. I HAVE FILED THIS FORM WITH MY EMPLOYER ON THIS DATE.

 

_____________________________________________________________

 

EMPLOYEE SIGNATURE

DATE

STATE OF ______________________

 

 

COUNTY OF ____________________

 

 

SUBSCRIBED AND SWORN TO BEFORE ME BY ___________________________________________________ TO BE

 

 

EMPLOYEE NAME

 

HIS/HER VOLUNTARY ACT AND DEED, ON THIS______________DAY OF______________________________ , _________.

 

____________________________________

________________________________________

 

NOTARY PUBLIC

MY COMMISSION EXPIRES:

 

ACKNOWLEDGMENT OF RECEIPT AND FILING

I,_______________________________________________________HEREBY ACKNOWLEDGE THAT THE ABOVE-MENTIONED EMPLOYEE

FILED THIS WITHDRAWAL OF THE NOTICE OF REJECTION WITH HIS/HER EMPLOYER ON THE __________________________DAY OF

_________________, _________, AND THAT THE ORIGINAL OF THIS FORM WAS MAILED TO THE DEPARTMENT OF WORKERS CLAIMS

ON THIS DATE.

BY: ___________________________________________________________________________

EMPLOYER

TITLE

DATE

INSTRUCTIONS FOR WITHDRAWAL OF

EMPLOYEE’S WRITTEN NOTICE OF REJECTION

Pursuant to KRS 342.395(3), withdrawal of the notice of rejection shall not be effective as to any injury sustained or disease incurred less than one (1) week after notice is filed with the employer.

The employer must file the original of this form with the Department of Workers Claims. Forms should be mailed to: Department of Workers Claims, ATTENTION: Enforcement

Branch, 1270 Louisville Road, Frankfort, Kentucky 40601.

If you want to have the filing of the withdrawal acknowledged by the Department, you must forward with the original, a photostatic copy and a self-addressed stamped envelope.

If you have any questions, please contact the Enforcement Branch at (800) 731-5241.

Form Data

Fact Detail
Form Title Written Notice of Withdrawal (Form No. 5)
Revision Date July 1997
Issuing Department Department of Workers Claims, Kentucky
Location 1270 Louisville Road, Frankfort, Kentucky 40601
Purpose To withdraw the Employee’s Written Notice of Rejection of Form 4
Governing Law Kentucky Revised Statutes Chapter 342, Workers’ Compensation Act
Effectiveness of Withdrawal Withdrawal is not effective for any injury sustained or disease incurred less than one week after the notice is filed with the employer.
Submission Requirement The original form must be filed with the Department of Workers Claims. A copy and a self-addressed stamped envelope should be forwarded for acknowledgment.

How to Fill Out Kentucky 5

One often faces the need to make changes to previously submitted documents, and the Kentucky 5 form serves precisely for such occasions. If an employee wishes to withdraw their rejection of coverage under the Kentucky Workers' Compensation Act, this form facilitates a formal communication of that decision. While the process might seem daunting at first, following step-by-step instructions can simplify it. Here's a breakdown of the necessary steps to properly fill out the Kentucky 5 form:

  1. Start by writing the Federal ID# of the employer in the designated space.
  2. Fill in the Employer Name, including the Phone No., ensuring all details are legible and correct to prevent any misunderstandings or delays.
  3. Provide the complete Street Address of the employer, along with the City, State, Zip, to ensure the document reaches the proper destination if mailed.
  4. Indicate the Nature of Business and the Number of Employees to give context to the Department of Workers Claims regarding the employer's operations.
  5. In the Employee Data section, enter the Employee's Name and Social Security Number accurately to identify the individual concerned.
  6. Provide the Employee's Street Address, including the City, State, Zip, and the employee's Phone No., to ensure clear communication lines if follow-up is necessary.
  7. Indicate the effective date for the withdrawal of the Employee’s Written Notice of Rejection in the space provided, ensuring it aligns with the legal requirements regarding the timing of such a withdrawal.
  8. Fill in the date when the original rejection notice was filed with the Department of Workers Claims to maintain accurate and consistent records.
  9. The employee must sign and date the form to validate the withdrawal request.
  10. The form must then be subscribed and sworn before a Notary Public, who will fill in the State and County, and note it as a voluntary act and deed of the employee.
  11. Finally, the employer acknowledges the receipt and filing of the notice of withdrawal, including the date the form was filed with the employer and the date it was mailed to the Department of Workers Claims, and signs off with their title and the date.

Upon completing these steps, the original form along with any required copies and a self-addressed stamped envelope (if acknowledgment of filing is desired) should be mailed to the Department of Workers Claims at the specified address. Should there be any confusion or further clarification needed, contacting the Enforcement Branch is a recommended course of action. By methodically following these instructions, the process can be navigated with relative ease, ensuring that the intended change of status is communicated effectively.

Crucial Queries on This Form

  1. What is the Kentucky Form 5?

    Kentucky Form 5, also known as the Written Notice of Withdrawal, is a document used by employees in Kentucky to withdraw their previous rejection of coverage under the Workers' Compensation Act, according to the Kentucky Revised Statutes Chapter 342. This form allows workers to notify their employers that they now wish to be included under the provisions of the Workers' Compensation Act, after having initially opted out. It's a way for employees to change their minds and seek the protective coverage offered by the Act.

  2. When should the Kentucky Form 5 be used?

    Employees should use Kentucky Form 5 when they decide to withdraw their rejection of Workers' Compensation coverage. This might occur if an employee had previously decided to opt-out of coverage but, upon reconsideration, wishes to opt in. It's important to note that the withdrawal of the notice of rejection is not effective for any injury sustained or disease incurred less than one week after the notice is filed with the employer. This timing is crucial for employees to understand to ensure their coverage is activated when they expect it to be.

  3. How does one file Kentucky Form 5?

    To file Kentucky Form 5, the completed form must be submitted to the employer first. The employer is then responsible for filing the original form with the Department of Workers' Claims. For the filing to be acknowledged by the Department, you must include a photostatic copy of the form and a self-addressed stamped envelope along with the original document. The address for mailing is the Department of Workers Claims, ATTENTION: Enforcement Branch, 1270 Louisville Road, Frankfort, Kentucky 40601. If you have questions or need assistance, the Enforcement Branch can be contacted at (800) 731-5241.

  4. What should you do after filing Kentucky Form 5?

    After filing Kentucky Form 5 with your employer and ensuring they have submitted it to the Department of Workers' Claims, you should receive an acknowledgment of the filing if you included a copy of the form and a self-addressed stamped envelope. It's wise to keep a personal copy of the form and any correspondence for your records. Additionally, stay in close communication with your employer to confirm that the withdrawal has been processed and to understand when your coverage under the Workers' Compensation Act becomes effective. This ensures you are protected on the job as soon as possible.

Common mistakes

Completing the Kentucky 5 Form, also known as the Written Notice of Withdrawal, is a critical process for those looking to revert their decision regarding the rejection of the Workers' Compensation Act coverage. However, it's easy to make mistakes if you're not paying close attention to the details. Here are four common errors that can complicate the process:

  1. Incorrect Employer or Employee Information: One of the most frequent mistakes is entering inaccurate information regarding the employer or employee. This includes incorrect Federal ID numbers, wrong addresses, or misspelled names. Accurate information is crucial for the Department of Workers Claims to process the form appropriately.
  2. Incomplete Details: Often, individuals submit forms with missing fields. Every section of the form, from employer data to employee data, including the dates when the original rejection notice was filed and when the withdrawal is to become effective, must be filled out completely. Leaving sections blank can lead to processing delays or even the rejection of the withdrawal request.
  3. Failure to Provide Proper Notification: The form stipulates that the withdrawal of the notice of rejection shall not be effective as to any injury sustained or disease incurred less than one week after the notice is filed with the employer. Not understanding this condition or failing to communicate the withdrawal to the employer in a timely manner can nullify the attempt to withdraw.
  4. Not Following Up With the Department of Workers Claims: After submitting the form to the employer, the original document must be mailed to the Department of Workers Claims. A common oversight is neglecting to send a copy to the Department or failing to include a self-addressed stamped envelope for acknowledgment. Lack of confirmation from the Department leaves the employee uncertain about the status of their withdrawal.

To ensure a smooth process, here are several tips:

  • Double-check the information for accuracy before submitting the form.
  • Ensure every field is completed, leaving no section blank.
  • Understand the legal timings and conditions related to the withdrawal.
  • Confirm the submission with both your employer and the Department of Workers Claims.

By avoiding these common pitfalls and following these tips, employees can better navigate the process of withdrawing their Written Notice of Rejection, ensuring their rights under the Workers' Compensation Act are reinstated without unnecessary delay.

Documents used along the form

When navigating through the complexities of workers' compensation in Kentucky, understanding the right forms and documents to use is crucial for a smooth process. The Kentucky 5 form is an important piece of documentation, but it's often just a piece of the puzzle. For anyone dealing with workers' compensation processes, there are several other forms and documents you might need to familiarize yourself with.

  • Form 4 - Notice of Rejection: This is the document an employee fills out if they decide to opt out of workers’ compensation coverage provided by their employer. It’s important because the Kentucky 5 form is specifically for withdrawing this rejection.
  • Form 101 - Claim for Compensation: Used by an employee to officially file a claim for workers' compensation benefits after suffering a workplace injury or illness. This form starts the claim process.
  • Form 102 - Application for Resolution of Injury Claim: This form is necessary when there's a dispute regarding the injury claim, and it needs to be resolved by the Department of Workers’ Claims.
  • Form 103 - Application for Resolution of Occupational Disease Claim: Similar to Form 102, but specifically for occupational diseases. It’s used when there’s a need for a formal resolution for a claim related to a workplace disease.
  • Form 110 - Settlement Agreement: This form is used when both the employer and the employee have agreed upon a settlement regarding the workers’ compensation claim.
  • Medical Waiver and Consent Form: Often required in workers' compensation cases, this form gives permission for the release of medical information to the employer or the insurance company.
  • Wage and Employment Verification Form: This document helps in verifying the employment status and wages of the injured employee, which is critical for calculating the compensation benefits.

Each of these forms plays a vital role in the workers' compensation process, shaping the journey from initial injury to the resolution of claims. Whether you're an employee seeking compensation or an employer managing a claim, knowing these documents and understanding their purpose can guide you through the process with confidence. While the paperwork may seem daunting, each form is a step towards ensuring that rights are protected and that the process is fair and equitable for all parties involved.

Similar forms

The Kentucky 5 form is closely related to the Form 4, which it explicitly mentions for withdrawal purposes. Form 4 is typically a Worker’s Initial Notice of Injury, used by employees to formally notify their employers and the Department of Workers' Claims about an injury or illness that occurred in the workplace. Both forms are integral to the workers' compensation process, facilitating communication between employees, employers, and the state's Workers' Compensation Board. While Form 5 serves to withdraw a previously filed rejection by an employee, Form 4 initiates the claims process by documenting the injury or disease.

Another document similar to the Kentucky 5 form is the Notice of Designated Physician form. This document is used by employees to inform their employer about the chosen physician for treating a work-related injury or illness, as required under some workers' compensation programs. Like the Kentucky 5 form, this document promotes clear communication between employees and employers regarding workers' compensation matters, ensuring both parties are informed about healthcare decisions.

The Workers' Compensation Claim Form, often known as "First Report of Injury" form, shares similarities with the Kentucky 5 form because it is an initial step in claiming compensation benefits. Employees use it to report an injury or illness to their employer and the state workers' compensation board. Although it serves a different purpose, it is analogous to the Kentucky 5 form in that it is a requisite procedural document for navigating workers’ compensation procedures.

The Application for Adjustment of Claim is another comparable document, used by employees or their representatives to formally request a resolution for a disputed workers' compensation claim. It is similar to the Kentucky 5 form in its formal approach to altering the status quo of a claim, though the Kentucky 5 specifically relates to withdrawal of a rejection, whereas the Application for Adjustment of Claim might address a broader range of issues within a claim.

Employer’s First Report of Injury or Illness forms, required in many jurisdictions, are filed by employers to report a work-related injury or illness to their state’s workers' compensation board. These documents, like the Kentucky 5, play a crucial role in the workers’ compensation system, albeit from the employer’s initiative. Both forms ensure proper documentation and timely communication within the framework of workers' compensation laws.

Notice of Controversion of Right to Compensation is a form used by employers or insurers to deny a worker’s claim for compensation benefits. While it serves a purpose opposite to that of the Kentucky 5 form, it is similar in that it represents a formal step within the workers' compensation process whereby a party is responding to an action (a claim or a rejection) initiated by another party (the employee).

The Agreement to Compensate, often filed with state workers' compensation boards, formalizes an arrangement between an employee and employer (or their insurer) regarding compensation benefits. Like the Kentucky 5 form, which withdraws a rejection of coverage, the Agreement to Compensate serves as a critical document in affirming the acceptance of responsibility and the provision of benefits under workers’ compensation laws.

Request for Review by Full Board form is utilized when a party in a workers' compensation case seeks further review of a decision made by an administrative law judge. Although its function is more aligned with appealing decisions, it shares the characteristic of formal procedural advancement found in the Kentucky 5 form. Both documents are essential for parties seeking to change or challenge the current status of a workers' compensation matter.

Permanent Partial Disability Settlement Agreement forms are used to document the settlement reached regarding an employee’s permanent partial disability. While it is a settlement form, it signifies the conclusive documentation of an agreement similar to the way the Kentucky 5 form finalizes the withdrawal of a Form 4 rejection. Both are pivotal in the progression and resolution of claims within the workers' compensation context.

Lastly, the Change of Physician Request form, comparable to the Notice of Designated Physician, is used by an injured worker to request a change of the treating physician in a workers' compensation case. Like the Kentucky 5 form's function of altering an earlier decision (withdrawal of Form 4), this form is instrumental in updating critical information regarding medical treatment, which can significantly impact the management and outcome of a workers' compensation claim.

Dos and Don'ts

Completing the Kentucky Form No. 5, the Written Notice of Withdrawal, is a critical step for employees wishing to reverse their decision on rejecting coverage under the Kentucky Workers' Compensation Act. Carefully attending to each detail of this form can streamline the process, ensuring clear communication with both your employer and the Department of Workers Claims. Here is a guide to help navigate the dos and don'ts of filling out this important document.

Do:

  1. Completely fill out every section of the form, providing accurate information for both employer and employee data. This aids in avoiding any unnecessary delays in processing your request.
  2. Ensure that the date of withdrawal is clearly stated, making it evident from when you wish to be covered under the provisions of the Kentucky Revised Statutes Chapter 342.
  3. Sign the form in the presence of a notary to attest to the authenticity of your signature and the voluntary nature of your action, as required by the Department of Workers' Claims.
  4. Maintain a copy of the form for your personal records, aside from the original that will be mailed. This is crucial for documenting your actions and maintaining a personal record of your decision to withdraw your notice of rejection.
  5. Contact the Enforcement Branch directly if you have any questions or require further clarification on the withdrawal process. This proactive approach can help resolve issues promptly and ensure compliance with the relevant statutes.

Don't:

  • Omit the employer's Federal ID# or any specific employer and employee details requested on the form. Incomplete information can result in processing errors or delays.
  • Attempt to backdate the withdrawal to cover a past injury or illness incurred before the filing of this notice. The law clearly stipulates that the withdrawal is not effective for incidents happening less than one week after the notice filing.
  • Forgetting to provide a self-addressed stamped envelope if you require acknowledgment of the filing by the Department. This oversight can lead to missed communications regarding the status of your withdrawal.
  • Ignore the requirement to have the form notarized. This step is indispensable for the validity of your submission.
  • Delay the mailing of the original form to the Department of Workers' Claims. Timely submission is essential for your withdrawal to be processed and for the subsequent reinstatement of your coverage rights under the Workers' Compensation Act.

Attentiveness to these guidelines when completing the Kentucky Form No. 5 can facilitate a smooth transition back under the protective umbrella of the Workers' Compensation Act, ensuring that your rights and interests are effectively safeguarded. Should uncertainties or questions arise during this process, it’s recommended to seek assistance directly from the Enforcement Branch or a legal professional familiar with workers' compensation law in Kentucky.

Misconceptions

When it comes to the Kentucky Form 5, there are several misconceptions that often confuse both employees and employers. Understanding these misconceptions can clear up confusion and ensure both parties understand their rights and obligations under the Kentucky Workers' Compensation Act.

  • Misconception #1: Once you reject workers' compensation, you can't opt back in. Despite this common belief, the Kentucky Form 5 allows employees to withdraw their initial rejection of coverage under the workers' compensation, enabling them to opt back in later.

  • Misconception #2: The process to withdraw a rejection of workers' compensation coverage is complicated. In reality, completing and submitting Form 5 to the employer, who then files it with the Department of Workers Claims, starts the straightforward process.

  • Misconception #3: The withdrawal of a rejection takes effect immediately. According to the form's instructions, there is a waiting period of one week after the notice is filed with the employer before the withdrawal becomes effective for any injury or disease incurred.

  • Misconception #4: Filing Form 5 is the sole responsibility of the employee. While the initial step requires the employee to submit the form to their employer, the employer also has responsibilities. They must acknowledge receipt and file the original form with the Department of Workers Claims.

  • Misconception #5: You need a lawyer to withdraw a rejection of workers' compensation coverage. Although legal advice is always beneficial, the process outlined for withdrawing a notice of rejection is designed to be completed by employees and employers without requiring legal intervention.

  • Misconception #6: Once withdrawn, the rejection can't be reinstated. The form itself does not address reinstating a rejection. However, this does not mean an employee has a right to flip-flop between acceptance and rejection of workers' compensation coverage at will. Decisions should be made carefully, considering potential future implications.

Overall, understanding the Kentucky Form 5 and its role in workers' compensation can prevent unnecessary complications. Employees and employers alike should familiarize themselves with the form's purpose and procedures to ensure a clear and straightforward experience with workers' compensation coverage decisions.

Key takeaways

Understanding the Kentucky 5 form is crucial for employees looking to navigate the process of withdrawing a previous rejection of workers' compensation coverage. Here are six key takeaways that can help guide you through filling out and using this form effectively:

  • Required Data: The form necessitates detailed information from both the employer and employee. This includes federal ID numbers, names, addresses, and pertinent contact information. This ensures that the withdrawal notice is accurately processed by the Department of Workers Claims.
  • Purpose of the Form: This document serves to notify an employer that an employee wishes to withdraw their rejection of workers' compensation coverage. This step is necessary for an employee who initially opted out of coverage but has since decided to opt in.
  • Effective Date: It's essential to clearly indicate the date from which the withdrawal is to become effective. A noteworthy condition is that the withdrawal will not be effective for any injury sustained or disease incurred less than one week after filing the notice with the employer.
  • Signing and Notarization: The employee's signature must be included on the form and duly notarized. This formalizes the intent to withdraw the rejection and is a legal requirement for the process.
  • Acknowledgment of Receipt: There's a section on the form for the employer to acknowledge receipt and filing of the withdrawal notice. This serves as proof that the employer is aware of the employee's decision to now accept workers' compensation coverage.
  • Submission to the Department of Workers Claims: After completion, the original form must be filed with the Kentucky Department of Workers Claims. If confirmation of filing is desired, a photocopy of the form along with a self-addressed stamped envelope should be sent as well.

Effectively managing the Kentucky 5 form requires attention to detail and a clear understanding of the outlined steps and requirements. Whether you're an employee seeking to opt back into workers' compensation coverage or an employer processing such a request, it's critical to follow the prescribed procedure carefully to ensure compliance with Kentucky statutes.

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